Regulatory Compliance Lead

Job Description

The Regulatory Compliance Lead supports the Head of Compliance in ensuring adherence to UAE regulatory requirements. The role focuses on executing compliance activities, ensuring day-to-day compliance operations align with CBUAE regulations and internal policies.

• Support the implementation of compliance frameworks, policies, and procedures in line with UAE insurance regulations.
• Provide day-to-day compliance guidance to business units on regulatory requirements.
• Assist in interpreting regulations and ensuring proper application within operational processes.
• Prepare and review regulatory reports and submissions to the CBUAE and other authorities.
• Coordinate responses to regulatory requests, inspections, and audits.
• Maintain accurate records of regulatory communications and filings.
• Execute compliance monitoring plans and perform periodic reviews across departments.
• Identify compliance breaches or control gaps and escalate findings to the Head of Compliance.
• Track remediation actions and follow up with relevant stakeholders.
• Assist in drafting and updating compliance policies and procedures.
• Ensure policies are properly communicated and implemented across the organization.
• Support AML/CFT processes including KYC reviews, screening, and transaction monitoring oversight.
• Assist in preparing regulatory reports such as STRs/SARs where required.
• Ensure adherence to internal AML policies and UAE regulatory requirements.
• Monitor regulatory updates and assist in impact assessments.
• Support implementation of regulatory changes and internal projects.
• Finalize the GAP assessments and follow up for remediation
• Deliver compliance awareness sessions to staff.
• Support development of training materials and internal communications.

• Bachelor's degree in Law, Finance, Business Administration, or related field.
• Professional certifications (e.g., CAMS) are an advantage.
• 3–5 years of compliance experience within financial services in the UAE.
• Exposure to CBUAE regulations and regulatory reporting.
• Experience in the insurance sector in regulatory compliance for at least 4 years
• Good understanding of UAE regulatory environment (insurance & financial services).
• Strong attention to detail and organizational skills.
• Ability to interpret regulations and translate into practical controls.
• Effective communication and stakeholder coordination skills.