Compliance Officer
Confidential Career Solutions Dubai
Job Description
Job Title: Compliance Officer
Description:
We are seeking a highly motivated and experienced Compliance Officer to join our team.
Responsibilities:
- Ensure that all staff, including senior management, receive adequate training on applicable laws and regulatory requirements, particularly those related to consumer protection and Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT).
- Develop and implement compliance policies and procedures, including a Business Continuity and Disaster Recovery Plan (BCDR Plan) as mandated by the Technology and Information Rulebook.
- Evaluate emerging compliance issues and risks.
- Provide regular compliance activity and audit reports to the Board.
- Ensure appropriate corrective measures are taken to address deficiencies in the Compliance Management System (CMS) or instances of non-compliance with applicable laws or regulations.
- Assist in conducting regular assessment to identify effectiveness of compliance policies
- Follow-up on industry relevant laws and regulations
- Generate regular reports on Compliance activities and based on results recommend corrective measures if needed
- Assist in any regulatory subject visit or inspection in the organization and provide the needed documents
Requirements:
- 5+ years of previous experience in the compliance function in the UAE.
- Bachelor degree in Law, Business Administration or any other related field
- Experience in Element Risk
- Experience in KYT software (such as Chainalysis or Elliptic) is a plus
- Must be a full-time employee of the VASP.
- Must be a resident of the UAE
- Good knowledge in compliance best practices
- Good written and verbal communication skills
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