Compliance Manager

Job Description

Company background

We are applying for the Dubai's VARA VASP license (Advisory & Broker-Dealer).

We are looking for a local compliance personnel who will set up the compliance department and

the compliance framework for the company.

• Ensure the policies, procedures, systems and controls (AML and regulatory compliance) are adequate and effective;
• Provide compliance and AML advice relating to local regulations.
• Review regular reports (regulatory, AML and data protection) to be submitted to the regulator;
• Ensure periodic monitoring of systems and controls is in place for determining adequacy and effectiveness;
• Ensure all employees, including senior management, are properly and adequately trained in respect of their understanding and compliance with all applicable laws and regulatory requirements;
• assess emerging issues and risks;
• ensure appropriate actions are taken in response to deficiencies compliance and/or non-compliance with any applicable laws or regulatory requirements;
• proper records are maintained and the reliability of the information are contained in such records in accordance with applicable requirements;
• report compliance activities and compliance audits to the Board or senior management
• to be appointed as the Data Protection Officer

• a Bachelor's degree in business, finance, economics or law (a master degree preferred)
• 5+ years of compliance experience in financial services of which at least 2 years in fintech (relevant local regulatory experience (Dubai Advisory & Broker-Dealer) is bonus)
• a strong background in crypto-specific regulations
• Data protection practice and related certificates (training program)
• Key skills include deep regulatory knowledge, analytical ability, leadership, and strong communication. Certifications like CAMS are highly desirable.
• Local residency is required